World Housing Encyclopedia
an Encyclopedia of Housing Construction in
Seismically Active Areas of the World




an initiative of
Earthquake Engineering Research Institute (EERI) and
International Association for Earthquake Engineering (IAEE)


HOUSING REPORT
Earring system (Shekanj) in dome-roof structures with unreinforced brick and adobe materials


Report # 118
Report Date 26-05-2007
Country IRAN
Housing Type Unreinforced Masonry Building
Housing Sub-Type Unreinforced Masonry Building : Brick masonry in mud/lime mortar
Author(s) Nima T. Bekloo
Reviewer(s)

Important
This encyclopedia contains information contributed by various earthquake engineering professionals around the world. All opinions, findings, conclusions & recommendations expressed herein are those of the various participants, and do not necessarily reflect the views of the Earthquake Engineering Research Institute, the International Association for Earthquake Engineering, the Engineering Information Foundation, John A. Martin & Associates, Inc. or the participants' organizations.

Summary

This building structure derives its name from the four earrings that are constructed at the four corners of a rectangular building at the spring level of dome roof. This structural system was developed due to the lack of of wood and stone. It was widely constructed more than 3 thousand years ago, after the invention of the dome-roof structures in the Old Persian Empire (Ashkanian & Sasanian). The main problem with the dome-roof building was to transform the rectangular or polygonal plan of the group of walls into the circular plan at the spring level of dome roof. They used to construct the first row of dome and then construct another row on top of previous one with a little offset closer to the center of the dome circle and so on. That was too difficult to construct. This system was invented to resolve this problem. In this system, once the walls were constructed, four earrings (shekanj) built upon four corners of walls intersections, and then it was much easier to build a dome over these. It is an ideal system to resist vertical and gravity loads and transform them into horizontal and shear loads. For lateral loads, domes behave like trusses and distribute the load to the other parts of the structure creating a perfect load path.
 

1. General Information

Buildings of this construction type can be found in throughout the Persian Empire, except places near the sea.  This type of housing construction is commonly found in both rural and urban areas.  

This building type is more common in old and traditional cities
.  

This construction type has been in practice for less than 100 years.

Currently, this type of construction is being built.  This construction system is, now-a-days, rarely constructed. These are mostly constructed in areas of low population density in the middle of the desert (Kavir) or in small towns where construction materials such as steel, cement are not abundantly available.  


Figure 1: Typical Building
 

Figure 2: Key Load-Bearing Elements
 

Figure 3: Key Load-Bearing Elements
 

Figure 4: Plan of a Typical Building
 

Figure 5: Critical structural details
 

Figure 6: Critical structural details
 

Figure 7: Critical structural details
 

Figure 8: Critical structural details
 

Figure 9: Critical structural details
 

Figure 10: Critical structural details
 

Figure 11: Key seismic feature
 

Figure 12: Typical earthquake damage
 

Figure 13: Typical earthquake damage
 

Figure 14: Typical earthquake damage
 

Figure 15: Illustration of seismic strengthening technique

Figure 16: Inside view of the earring
 

Figure 17: Soltanieh dome, Zanjan, IRAN (this dome was built without earring)

Figure 18: Earring over polygonal section (Kerman, IRAN)

2. Architectural Aspects

2.1 Siting 
These buildings are typically found in flat terrain.  They share common walls with adjacent buildings.  Most of the time, this building type sits in a group without any separation distance between them 

2.2 Building Configuration 

Building configuration in plan is often rectangular or octagonal, or sometimes even polygon with more arms.  Due to its load bearing system, it does not have many openings. The openings are usually less than 30% of wall area. Sometimes openings are also provided in the roof as well. These are usually around 50 cm in diameter.  

2.3 Functional Planning 

The main function of this building typology is single-family house.  Sometimes (especially in the old times) the whole family (including relatives) lived in a large rectangular with one common entrance. They might have used same courtyard, kitchen and service, but slept in separate rooms. One kind of these building type was known as four Eyvan (Balcony).  In a typical building of this type, there are no elevators and no fire-protected exit staircases.  Usually there was only one exit in this building type.  

2.4 Modification to Building 

Because the structural system is the load bearing system, it is possible only to modify some small openings.  

3. Structural Details

3.1 Structural System 
 
MaterialType of Load-Bearing Structure#SubtypesMost appropriate type
MasonryStone Masonry
Walls
1Rubble stone (field stone) in mud/lime
mortar or without mortar (usually with
timber roof)
2Dressed stone masonry (in
lime/cement mortar)
Adobe/ Earthen Walls3Mud walls
4Mud walls with horizontal wood elements
5Adobe block walls
6Rammed earth/Pise construction
Unreinforced masonry
walls
7Brick masonry in mud/lime
mortar
8Brick masonry in mud/lime
mortar with vertical posts
9Brick masonry in lime/cement
mortar
10Concrete block masonry in
cement mortar
Confined masonry11Clay brick/tile masonry, with
wooden posts and beams
12Clay brick masonry, with
concrete posts/tie columns
and beams
13Concrete blocks, tie columns
and beams
Reinforced masonry14Stone masonry in cement
mortar
15Clay brick masonry in cement
mortar
16Concrete block masonry in
cement mortar
Structural concreteMoment resisting
frame
17Flat slab structure
18Designed for gravity loads
only, with URM infill walls
19 Designed for seismic effects,
with URM infill walls
20Designed for seismic effects,
with structural infill walls
21Dual system – Frame with
shear wall
Structural wall22Moment frame with in-situ
shear walls
23Moment frame with precast
shear walls
Precast concrete24Moment frame
25Prestressed moment frame
with shear walls
26Large panel precast walls
27Shear wall structure with
walls cast-in-situ
28Shear wall structure with
precast wall panel structure
SteelMoment-resisting
frame
29With brick masonry partitions
30With cast in-situ concrete
walls
31With lightweight partitions
Braced frame32Concentric connections in all
panels
33Eccentric connections in a
few panels
Structural wall34Bolted plate
35Welded plate
TimberLoad-bearing timber
frame
36Thatch
37Walls with bamboo/reed mesh
and post (Wattle and Daub)
38Masonry with horizontal
beams/planks at intermediate
levels
39Post and beam frame (no
special connections)
40Wood frame (with special
connections)
41Stud-wall frame with
plywood/gypsum board
sheathing
42Wooden panel walls
OtherSeismic protection systems43Building protected with base-isolation systems
44Building protected with
seismic dampers
Hybrid systems45other (described below)

1. Sometimes walls and dome of the buildings constructed with mud mixed with pebbles as well. 2. Nowadays some people use cement based mortar as well.  

3.2 Gravity Load-Resisting System 

The vertical load-resisting system is earthen walls.  Load bearing walls and dome-roof system.  

3.3 Lateral Load-Resisting System 

The lateral load-resisting system is earthen walls.  Load bearing walls and dome-roof system.  

3.4 Building Dimensions 

The typical plan dimensions of these buildings are: lengths between 5 and 20 meters, and widths between 5 and 20 meters.  The building has 1 to 2 storey(s).  The typical span of the roofing/flooring system is 5-20 meters.  Typical Plan Dimensions: The typical plan dimension depend on the building function (residential, barn, mosque etc). The dimensions may vary, but over all the structure have a regular plan shape. Typical Story Height: The storey height depends on the building function (residential, barn, mosque etc). Typical Span: Single span for the single roof.  The typical storey height in such buildings is 4-20 meters.  The typical structural wall density is more than 20 %.  20% to 40%.  

3.5 Floor and Roof System 


MaterialDescription of floor/roof systemMost appropriate floorMost appropriate roof
Masonry Vaulted
Composite system of concrete joists and
masonry panels
Structural concreteSolid slabs (cast-in-place)
Waffle slabs (cast-in-place)
Flat slabs (cast-in-place)
Precast joist system
Hollow core slab (precast)
Solid slabs (precast)
Beams and planks (precast) with concrete
topping (cast-in-situ)
Slabs (post-tensioned)
SteelComposite steel deck with concrete slab
(cast-in-situ)
TimberRammed earth with ballast and concrete or
plaster finishing
Wood planks or beams with ballast and concrete or plaster finishing
Thatched roof supported on wood purlins
Wood shingle roof
Wood planks or beams that support clay tiles
Wood planks or beams supporting natural
stones slates
Wood planks or beams that support slate,
metal, asbestos-cement or plastic corrugated
sheets or tiles
Wood plank, plywood or manufactured wood
panels on joists supported by beams or walls
OtherDescribed below

The construction materials have no ductility. By building it in vault form, the forces are distributed on the surface.  

3.6 Foundation 


TypeDescriptionMost appropriate type
Shallow foundationWall or column embedded in
soil, without footing
Rubble stone, fieldstone
isolated footing
Rubble stone, fieldstone strip
footing
Reinforced-concrete isolated
footing
Reinforced-concrete strip
footing
Mat foundation
No foundation
Deep foundationReinforced-concrete bearing
piles
Reinforced-concrete skin
friction piles
Steel bearing piles
Steel skin friction piles
Wood piles
Cast-in-place concrete piers
Caissons
OtherDescribed below

NA.  

4. Socio-Economic Aspects

4.1 Number of Housing Units and Inhabitants 
Each building typically has 1 housing unit(s). One unit in each building. One large room is covered by one dome-roof. The number of inhabitants in a building during the day or business hours is less than 5.  The number of inhabitants during the evening and night is less than 5.  NA.  

4.2 Patterns of Occupancy 

Houses of this type are mostly occupied by a single family.  

4.3 Economic Level of Inhabitants 


Income classMost appropriate type
a) very low-income class (very poor)
b) low-income class (poor)
c) middle-income class
d) high-income class (rich)

  Nowadays very small number of people live in this type of building. Economic Level: The ratio of price of housing unit to the annual income can be 1:1 for poor class families.  

Ratio of housing unit price to annual incomeMost appropriate type
5:1 or worse
4:1
3:1
1:1 or better


What is a typical source of
financing for buildings of this
type?
Most appropriate type
Owner financed
Personal savings
Informal network: friends and
relatives
Small lending institutions / micro-
finance institutions
Commercial banks/mortgages
Employers
Investment pools
Government-owned housing
Combination (explain below)
other (explain below)

  NA.  In each housing unit, there are 1 bathroom(s) without toilet(s),  1 toilet(s) only and  no bathroom(s) including toilet(s).   

As stated in section 2.4 when the whole family lived together, they shared the same bathroom and latrine.
.  

4.4 Ownership 

The type of ownership or occupancy is renting and outright ownership.  

Type of ownership or
occupancy?
Most appropriate type
Renting
outright ownership
Ownership with debt (mortgage
or other)
Individual ownership
Ownership by a group or pool of
persons
Long-term lease
other (explain below)
NA.  

5. Seismic Vulnerability

5.1 Structural and Architectural Features 
Structural/
Architectural
Feature
StatementMost appropriate type
TrueFalseN/A
Lateral load pathThe structure contains a complete load path for seismic
force effects from any horizontal direction that serves
to transfer inertial forces from the building to the
foundation.
Building
Configuration
The building is regular with regards to both the plan
and the elevation.
Roof constructionThe roof diaphragm is considered to be rigid and it is
expected that the roof structure will maintain its
integrity, i.e. shape and form, during an earthquake of
intensity expected in this area.
Floor constructionThe floor diaphragm(s) are considered to be rigid and it
is expected that the floor structure(s) will maintain its
integrity during an earthquake of intensity expected in
this area.
Foundation
performance
There is no evidence of excessive foundation movement
(e.g. settlement) that would affect the integrity or
performance of the structure in an earthquake.
Wall and frame
structures-
redundancy
The number of lines of walls or frames in each principal
direction is greater than or equal to 2.
Wall proportionsHeight-to-thickness ratio of the shear walls at each floor level is:

Less than 25 (concrete walls);

Less than 30 (reinforced masonry walls);

Less than 13 (unreinforced masonry walls);
Foundation-wall
connection
Vertical load-bearing elements (columns, walls)
are attached to the foundations; concrete
columns and walls are doweled into the
foundation.
Wall-roof
connections
Exterior walls are anchored for out-of-plane seismic
effects at each diaphragm level with metal anchors or
straps
Wall openingsThe total width of door and window openings in a wall
is:

For brick masonry construction in cement mortar : less
than ½ of the distance between the adjacent cross
walls;

For adobe masonry, stone masonry and brick masonry
in mud mortar: less than 1/3 of the distance between
the adjacent cross
walls;

For precast concrete wall structures: less than 3/4 of
the length of a perimeter wall.
Quality of building materialsQuality of building materials is considered to be
adequate per the requirements of national codes and
standards (an estimate).
Quality of workmanshipQuality of workmanship (based on visual inspection of
few typical buildings) is considered to be good (per
local construction standards).
Maintenance Buildings of this type are generally well maintained and there
are no visible signs of deterioration of building
elements (concrete, steel, timber)
Other



5.2 Seismic Features
 

Structural ElementSeismic DeficiencyEarthquake Resilient FeaturesEarthquake Damage Patterns
Wall Constructed of low strength brittle materials, the structural elements are unreinforced, walls are large and heavy Well defined load path, high rigidity, continues bearing (Shear) walls Vertical and diagonal cracks in walls, more often along mortar joints 
Frame (columns, beams)NA NA NA 
Roof and floorsConstructed of low strength brittle materials, heavy in weight, the roof is unreinforced, opening in the roof, slipping of the roof over walls large span,  well defined load path, perfect distribution of forces and stresses No significant damage except that caused by wall damage especially when walls under the dome slip leaving the dome roof without any support 
OtherNot enough distance between adjacent buildings, no second seismic system like tie beams,  NA Crushable brick material, weak mortar band 

This type of structure has continuous load path like concrete shear walls with concrete shell at top that connects the walls However, present building is constructed of extremely weak and brittle materials. Once cracked, the materials start crumbling.  

5.3 Overall Seismic Vulnerability Rating 

The overall rating of the seismic vulnerability of the housing type is A: HIGH VULNERABILITY (i.e., very poor seismic performance), the lower bound (i.e., the worst possible) is A: HIGH VULNERABILITY (i.e., very poor seismic performance), and the upper bound (i.e., the best possible) is A: HIGH VULNERABILITY (i.e., very poor seismic performance).  

Vulnerabilityhighmedium-highmediummedium-lowlowvery low
  very poorpoormoderategoodvery goodexcellent
Vulnerability
Class
ABCDEF


5.4 History of Past Earthquakes
 

DateEpicenter, regionMagnitudeMax. Intensity

As stated above this type has been constructed thousands years ago, so there must be many other earthquakes especially historical ones that affected these buildings. However, no exact information is available
.  

6. Construction

6.1 Building Materials 

Structural elementBuilding materialCharacteristic strengthMix proportions/dimensionsComments
WallsBrick & adobe40-120 kg/cm220x10x10 – 50x50x20 cmVaries from places and ages
FoundationBrick & stone40 – 150 kg/cm2Not much bigger than the wallsVaries from places and ages
Frames (beams & columns)NA   
Roof and floor(s)Brick & adobe40 – 120 kg/cm220x10x10 – 50x50x20 cmVaries from places and ages


6.2 Builder 

Yes, the builder lives in the house. Traditionally every body has a co-operation in construction their own home.  

6.3 Construction Process, Problems and Phasing 

It is basically owner built construction where experienced persons, master builders and may be some local contractors with help of labors built the structure, with shovel, hack, float and other old construction equipment.  The construction of this type of housing takes place in a single phase.  Typically, the building is originally designed for its final constructed size.  

6.4 Design and Construction Expertise 

There were no academically qualified engineers or architects and no Standards for design of this type of building structures were available. These are constructed by empiricism or experimentation. However, it is still a issue of research.  There are no academically qualified engineers or architects for this type of buildings.  

6.5 Building Codes and Standards 

This construction type is not addressed by the codes/standards of the country.  

NA.  

6.6 Building Permits and Development Control Rules 

This type of construction is a non-engineered, and not authorized as per development control rules.  

This type can only be seen in small villages and old towns nowadays.  Building permits are not required to build this housing type.  

6.7 Building Maintenance 

Typically, the building of this housing type is maintained by Builder and Owner(s).  Often, the whole family work together for the maintenance of the building.  

6.8 Construction Economics 

Approximately US$ 80.  For construction of an average size of house, 4-8 persons work for about 6 month.  

7. Insurance

Earthquake insurance for this construction type is typically available.  For seismically strengthened existing buildings or new buildings incorporating seismically resilient features, an insurance premium discount or more complete coverage is available.  Earthquake insurance is included in fire insurance and it’s based on the value of the building.  It depends on the owner capital demand. usually for every US$ 5000 additional cover, it costs about US$ 6 /year added to the fire insurance.  

8. Strengthening


8.1 Description of Seismic Strengthening Provisions

 

Strengthening of Existing Construction :
Seismic DeficiencyDescription of Seismic Strengthening provisions used
Not enough distance between adjacent buildings For buildings with different heights: 1.Destroy some common part of the adjacent walls to reach distance of 1% wall height. 2. Join all the buildings in an area to make them behave as a one single structure. 
Damages in load path (exterior walls) 1. Add a shear wall to the system. 2. Embed some materials to maintain the wall. 3. Filling the cracks by plaster, cement… 
opening in roof Strengthening all around the opening by wood or steel bars. 
heavy weight Remove the heavy weight materials of the roof and replace them with light new materials. 
large span Build some tie beams to make spans smaller. 
Slipping the roof over the walls Connect dome base with timber to prevent slipping. 

Iranian codes stated that they are not suitable for monuments.  

8.2 Seismic Strengthening Adopted 


Has seismic strengthening described in the above table been performed in design and construction practice, and if so, to what extent? 
No
.  

Was the work done as a mitigation effort on an undamaged building, or as repair following an earthquake? 
Both intervention options have been used. They are used for both matters
.  

8.3 Construction and Performance of Seismic Strengthening 


Was the construction inspected in the same manner as the new construction? 
No
.  

Who performed the construction seismic retrofit measures: a contractor, or owner/user? Was an architect or engineer involved? 
Owner, local masons without any no academic background in engineering
.  

What was the performance of retrofitted buildings of this type in subsequent earthquakes? 
NA
.  

Reference(s)

  1. History of engineering in Iran
    Farshad,M.
    Iranian code of practice for seismic resistant design of buildings Std.2800, BHRC 2005, Section 3 unreinforced masonry structures, Balkh Publication 1997 
     
  2. Iran insurance co., http://www.iraninsurance.ir
     
  3. Iranian retrofitting provision for existing buildings, Section 7 masonry structures and infills
    IIEES
     
  4. Iranian code of practice for seismic resistant design of buildings Std.2800, BHRC 2005, section 3 unreinforced masonry structures
     
  5. Earthquake Engineering Theory and Applications
    Moghaddam,H.
    Farahang Publication 2002 
     
  6. Persians masters of empire
    Researches group
    Time Life Book Publication  
     

Author(s)

  1. Nima T. Bekloo, NA
    No.24 St.18 velenjak ave.TehranIran, Tehran  1985743337, IRAN
    Email:poosad@gmail.com  FAX: (9821)-22171696 
     

Reviewer(s)