World Housing Encyclopedia
an Encyclopedia of Housing Construction in
Seismically Active Areas of the World




an initiative of
Earthquake Engineering Research Institute (EERI) and
International Association for Earthquake Engineering (IAEE)


HOUSING REPORT
Multistory base-isolated brick masonry building with reinforced concrete floors and roof


Report # 9
Report Date 05-06-2002
Country CHINA
Housing Type Reinforced Masonry Building
Housing Sub-Type Reinforced Masonry Building : Clay brick masonry in cement mortar
Author(s) Fu L. Zhou, Zhong G. Xu, Wen G. Liu
Reviewer(s) Ravi Sinha

Important
This encyclopedia contains information contributed by various earthquake engineering professionals around the world. All opinions, findings, conclusions & recommendations expressed herein are those of the various participants, and do not necessarily reflect the views of the Earthquake Engineering Research Institute, the International Association for Earthquake Engineering, the Engineering Information Foundation, John A. Martin & Associates, Inc. or the participants' organizations.

Summary

This is typically a 5- to 8-story building with commercial enterprises on the ground floor and residences above. Brick masonry buildings have been used in China for thousands of years. This construction practice possesses the advantage of easy manufacture and low cost; however, the brittleness of the brick masonry material combined with weak seismic resistance induces severe damage or collapse of buildings and causes thousands of deaths during an earthquake. Since 1990, base-isolated brick masonry buildings with reinforced concrete floors/roof have been used more widely in China. The base-isolated building consists of an isolation system (laminated rubber isolation devices) superstructure and substructure. The base-isolation system is located on top of the walls or columns in the basement or at the ground floor level of a building without a basement. The superstructure consists of conventional multi-story brick masonry walls and reinforced concrete floors/roof. The substructure is part of the building beneath the isolation system and consists of the basement and the foundation structure. The base-isolated masonry structure results in an increase in seismic safety by a factor of 4-12 times as compared to that of a non-isolation masonry structure. The high seismic resistance of the base isolation structure house has been proven by shake table tests and in many actual earthquake events in China and other countries. The wide usage of base isolation technology indicates that the era of strong earthquake-proof buildings is coming in China.
 

1. General Information

Buildings of this construction type can be found in Urban areas in western, eastern, northern, southern and central China.  This type of housing construction is commonly found in urban areas.  This construction type has been in practice for less than 100 years.

Currently, this type of construction is being built.  .  


Figure 1: Typical Building
 

Figure 2: Building Elevation showing the Location of Base Isolation Devices

2. Architectural Aspects

2.1 Siting 
These buildings are typically found in flat terrain.  They do not share common walls with adjacent buildings.   When separated from adjacent buildings, the typical distance from a neighboring building is 6 meters.  

2.2 Building Configuration 

Rectangular.  For a typical floor, one window with 1800 mm width and 1500 mm height in each 3100 mm length of outside wall. One or two doors each with 900 mm width and 2100 mm height in each 3300 mm length of inside wall. The overall windows and doors areas are about 26% of the overall wall surface area.  

2.3 Functional Planning 

The main function of this building typology is single-family house.  In a typical building of this type, there are no elevators and 1-2 fire-protected exit staircases.  

2.4 Modification to Building 

N/A.  


Figure 3: Typical Floor Plan
 

3. Structural Details

3.1 Structural System 
 
MaterialType of Load-Bearing Structure#SubtypesMost appropriate type
MasonryStone Masonry
Walls
1Rubble stone (field stone) in mud/lime
mortar or without mortar (usually with
timber roof)
2Dressed stone masonry (in
lime/cement mortar)
Adobe/ Earthen Walls3Mud walls
4Mud walls with horizontal wood elements
5Adobe block walls
6Rammed earth/Pise construction
Unreinforced masonry
walls
7Brick masonry in mud/lime
mortar
8Brick masonry in mud/lime
mortar with vertical posts
9Brick masonry in lime/cement
mortar
10Concrete block masonry in
cement mortar
Confined masonry11Clay brick/tile masonry, with
wooden posts and beams
12Clay brick masonry, with
concrete posts/tie columns
and beams
13Concrete blocks, tie columns
and beams
Reinforced masonry14Stone masonry in cement
mortar
15Clay brick masonry in cement
mortar
16Concrete block masonry in
cement mortar
Structural concreteMoment resisting
frame
17Flat slab structure
18Designed for gravity loads
only, with URM infill walls
19 Designed for seismic effects,
with URM infill walls
20Designed for seismic effects,
with structural infill walls
21Dual system – Frame with
shear wall
Structural wall22Moment frame with in-situ
shear walls
23Moment frame with precast
shear walls
Precast concrete24Moment frame
25Prestressed moment frame
with shear walls
26Large panel precast walls
27Shear wall structure with
walls cast-in-situ
28Shear wall structure with
precast wall panel structure
SteelMoment-resisting
frame
29With brick masonry partitions
30With cast in-situ concrete
walls
31With lightweight partitions
Braced frame32Concentric connections in all
panels
33Eccentric connections in a
few panels
Structural wall34Bolted plate
35Welded plate
TimberLoad-bearing timber
frame
36Thatch
37Walls with bamboo/reed mesh
and post (Wattle and Daub)
38Masonry with horizontal
beams/planks at intermediate
levels
39Post and beam frame (no
special connections)
40Wood frame (with special
connections)
41Stud-wall frame with
plywood/gypsum board
sheathing
42Wooden panel walls
OtherSeismic protection systems43Building protected with base-isolation systems
44Building protected with
seismic dampers
Hybrid systems45other (described below)

NA.  

3.2 Gravity Load-Resisting System 

The vertical load-resisting system is reinforced masonry walls.  Gravity load is carried by the masonry load-bearing walls, which transfer them to the foundation through the isolation pads.  

3.3 Lateral Load-Resisting System 

The lateral load-resisting system is reinforced masonry walls.  System of structure: The base isolation house structure system consists of isolation layer (laminated rubber bearing isolators), superstructure and substructure. The isolation layer is located on the top of walls or columns in basement or in the first story of house without basement. The superstructure consists of common multi-stories brick masonry wall with reinforced concrete floors/roof, which is same as the general house structure supported on the rubber bearing isolators. The substructure consists of a common basement and base, which is same as the general building structure. The laminated rubber bearing isolators are the key lateral load resisting elements of seismic resistance. Their features are: Size: diameter 350 mm - 600 mm, height 160 mm -200 mm. Component: thickness 3-8mm rubber layers bond with thickness 1-3 mm steel sheets interval each other. Characteristics of isolation pads: High vertical stiffness and high vertical compression capacity for supporting superstructure. Low horizontal stiffness, large horizontal deformation capacity for isolating ground motion.Suitable value of damping ratio for dissipating ground motion energy. Adequate initial horizontal stiffness for resisting wind loads. Seismic performance: During earthquake, the isolation structure will work as follows: 1. All horizontal deformations of superstructure elements will concentrate on the isolation layer, the structure will be kept within the elastic limit, so that no damages will occur in the structure. 2. The natural period of isolation structure will become very long due to the low horizontal stiffness of isolation layer, so that the isolation structural seismic response will be reduced to 1/4 - 1/8 of the non-isolation structural seismic response, protecting the structure from any damage and becoming very safe in strong earthquake. 3. The horizontal deformation of rubber bearing isolators will be limited by enough damping ratio.  

3.4 Building Dimensions 

The typical plan dimensions of these buildings are: lengths between 48 and 48 meters, and widths between 12 and 12 meters.  The building is 6 storey high.  The typical span of the roofing/flooring system is 3 meters.  Typical Story Height: According to China code, the limited number N of stories for unreinforced brick masonry house in seismic areas is: Seismic Intensity (Ground motion) VI (55 gal) VII (110 gal) VIII (220 gal) IX (400gal) N general buildings 8 7 6 4 N isolation building 9 8 7 - 8 5 - 6 Typical Span: The span, center-to-center distance between the walls for wall structures, is 3.2 - 4.2.  The typical storey height in such buildings is 3 meters.  The typical structural wall density is none.  N/A.  

3.5 Floor and Roof System 


MaterialDescription of floor/roof systemMost appropriate floorMost appropriate roof
Masonry Vaulted
Composite system of concrete joists and
masonry panels
Structural concreteSolid slabs (cast-in-place)
Waffle slabs (cast-in-place)
Flat slabs (cast-in-place)
Precast joist system
Hollow core slab (precast)
Solid slabs (precast)
Beams and planks (precast) with concrete
topping (cast-in-situ)
Slabs (post-tensioned)
SteelComposite steel deck with concrete slab
(cast-in-situ)
TimberRammed earth with ballast and concrete or
plaster finishing
Wood planks or beams with ballast and concrete or plaster finishing
Thatched roof supported on wood purlins
Wood shingle roof
Wood planks or beams that support clay tiles
Wood planks or beams supporting natural
stones slates
Wood planks or beams that support slate,
metal, asbestos-cement or plastic corrugated
sheets or tiles
Wood plank, plywood or manufactured wood
panels on joists supported by beams or walls
OtherDescribed below

The floor/roof is considered to be a rigid diaphragm.  

3.6 Foundation 


TypeDescriptionMost appropriate type
Shallow foundationWall or column embedded in
soil, without footing
Rubble stone, fieldstone
isolated footing
Rubble stone, fieldstone strip
footing
Reinforced-concrete isolated
footing
Reinforced-concrete strip
footing
Mat foundation
No foundation
Deep foundationReinforced-concrete bearing
piles
Reinforced-concrete skin
friction piles
Steel bearing piles
Steel skin friction piles
Wood piles
Cast-in-place concrete piers
Caissons
OtherDescribed below

NA.  


Figure 4: Floor Plan Showing the Layout of Isolation Devices

Figure 5A: Perspective Drawing Showing Connection between Isolators and Adjacent Structural Elements

Figure 5B: Comparison of Seismic Performance for a Base Isolated and a Conventional Building

Figure 5C: Testing Facility for Base Isolation Devices

Figure 5D: Components of Rubber Isolation Devices
 

Figure 5E: Building Elevation Showing the Location of Base Isolation Devices

Figure 5F: Base Isolation Device and the Connection with Adjacent Structural Elements

Figure 5G: Installation of Base Isolation Devices
 

Figure 5H: Lead-Core Rubber Isolation Devices
 

Figure 5I: Load-Deformation Curve for Isolation Devices

4. Socio-Economic Aspects

4.1 Number of Housing Units and Inhabitants 
Each building typically has 21-50 housing unit(s). 32 units in each building. Usually there are 10 - 32 units in building. One family typically occupies one housing unit. The number of inhabitants in a building during the day or business hours is less than 5.  The number of inhabitants during the evening and night is others (as described below).  On an average Chines Families consists of 4 persons.  

4.2 Patterns of Occupancy 

10 - 32 families typically occupy one house. (2 - 4 families typically occupy each floor. There are 5 - 8 floors typically in a house).  

4.3 Economic Level of Inhabitants 


Income classMost appropriate type
a) very low-income class (very poor)
b) low-income class (poor)
c) middle-income class
d) high-income class (rich)

  Economic Level: For Middle Class the Housing Price Unit is 200000 and the Annual Income is 30000.  

Ratio of housing unit price to annual incomeMost appropriate type
5:1 or worse
4:1
3:1
1:1 or better


What is a typical source of
financing for buildings of this
type?
Most appropriate type
Owner financed
Personal savings
Informal network: friends and
relatives
Small lending institutions / micro-
finance institutions
Commercial banks/mortgages
Employers
Investment pools
Government-owned housing
Combination (explain below)
other (explain below)

  NA.  In each housing unit, there are 1 bathroom(s) without toilet(s),  1 toilet(s) only and  no bathroom(s) including toilet(s).  

4.4 Ownership 

The type of ownership or occupancy is renting, outright ownership , ownership with debt (mortgage or other) and individual ownership.  

Type of ownership or
occupancy?
Most appropriate type
Renting
outright ownership
Ownership with debt (mortgage
or other)
Individual ownership
Ownership by a group or pool of
persons
Long-term lease
other (explain below)
NA.  

5. Seismic Vulnerability

5.1 Structural and Architectural Features 
Structural/
Architectural
Feature
StatementMost appropriate type
TrueFalseN/A
Lateral load pathThe structure contains a complete load path for seismic
force effects from any horizontal direction that serves
to transfer inertial forces from the building to the
foundation.
Building
Configuration
The building is regular with regards to both the plan
and the elevation.
Roof constructionThe roof diaphragm is considered to be rigid and it is
expected that the roof structure will maintain its
integrity, i.e. shape and form, during an earthquake of
intensity expected in this area.
Floor constructionThe floor diaphragm(s) are considered to be rigid and it
is expected that the floor structure(s) will maintain its
integrity during an earthquake of intensity expected in
this area.
Foundation
performance
There is no evidence of excessive foundation movement
(e.g. settlement) that would affect the integrity or
performance of the structure in an earthquake.
Wall and frame
structures-
redundancy
The number of lines of walls or frames in each principal
direction is greater than or equal to 2.
Wall proportionsHeight-to-thickness ratio of the shear walls at each floor level is:

Less than 25 (concrete walls);

Less than 30 (reinforced masonry walls);

Less than 13 (unreinforced masonry walls);
Foundation-wall
connection
Vertical load-bearing elements (columns, walls)
are attached to the foundations; concrete
columns and walls are doweled into the
foundation.
Wall-roof
connections
Exterior walls are anchored for out-of-plane seismic
effects at each diaphragm level with metal anchors or
straps
Wall openingsThe total width of door and window openings in a wall
is:

For brick masonry construction in cement mortar : less
than ½ of the distance between the adjacent cross
walls;

For adobe masonry, stone masonry and brick masonry
in mud mortar: less than 1/3 of the distance between
the adjacent cross
walls;

For precast concrete wall structures: less than 3/4 of
the length of a perimeter wall.
Quality of building materialsQuality of building materials is considered to be
adequate per the requirements of national codes and
standards (an estimate).
Quality of workmanshipQuality of workmanship (based on visual inspection of
few typical buildings) is considered to be good (per
local construction standards).
Maintenance Buildings of this type are generally well maintained and there
are no visible signs of deterioration of building
elements (concrete, steel, timber)
Other



5.2 Seismic Features
 

Structural ElementSeismic DeficiencyEarthquake Resilient FeaturesEarthquake Damage Patterns
Wall    
Frame (columns, beams) During earthquake, the isolation structure will work as follows: 1. All horizontal deformations of superstructure elements will concentrate on the isolation layer, the structure will be kept within the elastic limit, so that no damages will occur in the structure. 2. The natural period of isolation structure will become very long due to the low horizontal stiffness of isolation layer, so that the isolation structural seismic response will be reduced to 1/4 - 1/8 of the non-isolation structural seismic response, protecting the structure from any damage and becoming very safe in strong earthquake. 3. The horizontal deformation of rubber bearing isolators will be limited by enough damping ratio.  
Roof and floors   
Other   

The natural period of isolation structure is very long due to the low horizontal stiffness of isolation layer. This causes the isolation structural seismic response to reduce to 1/4 - 1/8 of the response of similar non-isolation structure. This protects the structure from any damage and makes it very safe in strong earthquake 2. No damage has been observed for base-isolation buildings in many strong earthquakes in China so far.  

5.3 Overall Seismic Vulnerability Rating 

The overall rating of the seismic vulnerability of the housing type is E: LOW VULNERABILITY (i.e., very good seismic performance), the lower bound (i.e., the worst possible) is D: MEDIUM-LOW VULNERABILITY (i.e., good seismic performance), and the upper bound (i.e., the best possible) is F: VERY LOW VULNERABILITY (i.e., excellent seismic performance).  

Vulnerabilityhighmedium-highmediummedium-lowlowvery low
  very poorpoormoderategoodvery goodexcellent
Vulnerability
Class
ABCDEF


5.4 History of Past Earthquakes
 

DateEpicenter, regionMagnitudeMax. Intensity
1994 Taiwan Straits, China 7.3 VIII ( 220 GAL) 
1995 Yunan Province 6.5 VIII ( 220 GAL) 
1996 Yunan Province VIII ( 220 GAL) 
2000 Xinjian Autonomous 6.2 VII (110 GAL) 

No damage has been observed in base-isolation buildings during these earthquakes
.  


Figure 6A: Typical Earthquake Damage of Brick Masonry Buildings Without Base Isolation (1976 Tangshan Earthquake)

Figure 6B: Base Isolated Brick Masonry Building Undamaged in the 1996 Yunan Earthquake (Magnitude 7.0)

6. Construction

6.1 Building Materials 

Structural elementBuilding materialCharacteristic strengthMix proportions/dimensionsComments
WallsBrick masonry Compression fc = 4.2 MPa shear fv = 0.2 MPamortar 1:6 cement/sand brick size 240 X 115 X 53 mmNA
FoundationRCCompression fc = 10 MPa Steel yield fy= 235 MPa Low strength concrete and mild-steel is used for foundation
Frames (beams & columns)    
Roof and floor(s)RCCompression fc = 17 MPa Steel yield fy = 335 MPa  


6.2 Builder 

It is typically built by developers for sale.  

6.3 Construction Process, Problems and Phasing 

The entire process of building construction is as follows: 1. Developer buys the land and then entrusts the designer for designing the building with base isolation. 2. Developer selects the construction company for constructing the designed building. 3. Developer buys the rubber bearing isolators from special factory. 4. Developer entrusts the testing center to test and check the characteristics of rubber bearing isolators that will be used in the construction. 5. Contractor constructs the foundation and basement. 6. Contractor fixes the rubber bearing isolators on top of the basement. This process may be manually done. 7. Contractor constructs the superstructure on rubber bearing isolators. 8. Contractor constructs the non-structural elements and finishing of the building. 9. The quality of construction is checked to ensure that it is acceptable. The superstructure is checked to ensure that it has free space to move in horizontal and vertical directions during earthquake. The horizontal space should be greater than 200 mm, and the vertical space should be greater than 20 mm. 10. Developer sells the house.  The construction of this type of housing takes place in a single phase.  Typically, the building is originally designed for its final constructed size.  

6.4 Design and Construction Expertise 

The design of superstructure and substructure of buildings can be done by the general structural engineers.The structural engineers who have enough knowledge and experience in designing the base-isolation buildings can do the design of base-isolation system.  Engineers design the base-isolator, superstructure and substructure. Architects design the building plan, and details of architectural treatment for isolation layer.  

6.5 Building Codes and Standards 

This construction type is addressed by the codes/standards of the country.  Title of the code or standard: 1. Building design code for seismic resistance (GB50011-2001). 2.Technical rule for seismic isolation with laminated rubber bearing isolators (CECS 126-2001). 3. Standard of rubber bearing isolators (JG 118-2000). Year the first code/standard addressing this type of construction issued: 2000 National building code, material codes and seismic codes/standards: Same as above. When was the most recent code/standard addressing this construction type issued? 2000.  

Building code is enforced through quality control procedures during construction. Separate quality certification is not required.  

6.6 Building Permits and Development Control Rules 

This type of construction is a non-engineered, and authorized as per development control rules.  Building permits are required to build this housing type.  

6.7 Building Maintenance 

Typically, the building of this housing type is maintained by Builder.  

6.8 Construction Economics 

RMB 1200 / m² (US$ 145 / m²).  20 days are required for the construction of foundation and basement, during which labor with only general technical level is required 3 days are required for fixing the rubber bearing isolators, during which labor with only general technical level is required 60 days are required for constructing the superstructure (around 10 days each storey), during which labor with only general technical level is required.  

7. Insurance

Earthquake insurance for this construction type is typically unavailable.  For seismically strengthened existing buildings or new buildings incorporating seismically resilient features, an insurance premium discount or more complete coverage is unavailable.  NA.  

8. Strengthening


8.1 Description of Seismic Strengthening Provisions

 

Strengthening of Existing Construction :
Seismic DeficiencyDescription of Seismic Strengthening provisions used
NA NA 

No damages have been experienced for this type of buildings during past earthquakes in China. So far, there has been no necessity to strengthen the isolation buildings.  

8.2 Seismic Strengthening Adopted 


Has seismic strengthening described in the above table been performed in design and construction practice, and if so, to what extent? 
NA
.  

Was the work done as a mitigation effort on an undamaged building, or as repair following an earthquake? 
NA
.  

8.3 Construction and Performance of Seismic Strengthening 


Was the construction inspected in the same manner as the new construction? 
NA
.  

Who performed the construction seismic retrofit measures: a contractor, or owner/user? Was an architect or engineer involved? 
NA
.  

What was the performance of retrofitted buildings of this type in subsequent earthquakes? 
NA
.  

Reference(s)

  1. Seismic Control of Structures
    Zhou F. L.
    China Seismic Publishing House 1997 
     
  2. Design Method of Isolating And Energy Dissipating System for Earthquake Resistant Structures
    Zhou F. L., Stiemer S. F. and Cherry S.
    Proc. of 9th World Conference on Earthquake Engineering, Tokyo-Kyoto. Aug. 1988. Vol. VIII 1998 
     
  3. A New Isolation and Energy Dissipating System for Earthquake Resistant Structures
    Zhou F. L., Stiemer S.F. and Cherry S.
    Proc. of 9th European Conference on Earthquake Engineering. Moscow, Sept. 1990 1990 
     
  4. The Technical Report on Mission As Consultant of UNIDO
    Zhou, F.L.
    Summary of the International Post-SMiRT conference Seminar on Seismic Isolation, Passive Energy Dissipation and Active Control of Vibrations and Structures, Santiago, Chile. August 1995 1995 
     
  5. Progress of Application and Development in Base Isolation and Passive Energy dissipation for civil and Industrial Structures
    Zhou, F.L.
    Proc of International Post-SMiRT Conference Seminar. Cheju, Korea, August 1999 1999 
     
  6. Progress of Application, New Projects, R and D and Development of Design Rules for Seismic Isolation and Passive Energy Dissipation of Civil Buildings, Bridges and Nuclear and Non- Nuclear Plants in P R China
    Zhou, F.L.
    Proc.of International Post-SMiRT Conference Seminar on Seismic Isolation, Passive Energy Dissipation and Active Control of Seismic Vibration of Structures. Taormina, Italy, August 1997 1997 
     
  7. New System of Earthquake Resistant Structures in Seismic Zone
    Zhou, FL.
    Computational Mechanics in Structural Engineering. Elsevier Applied Science Publishers Ltd., London and New York 1991 
     
  8. Recent Research Development and Application on Seismic Isolation of Buildings in P R China
    Zhou,F.L., Kelly,J.M., Fuller,K.N.G., and Pan,T.C.
    Proc. of International Workshop IWADBI, Shantou, China, May 1994 1994 
     
  9. Design control of structural response for seismic isolation system
    Zhou, F.L.
    Earthquake Engineering and Engineering Vibrations, No.1, 1993 1993 
     
  10. Technical rule for seismic isolation with laminated rubber bearing isolators
    Zhou,F.L. and Zhou,X.Y.
    Chinese Engineering Construction Standard, CECS 126:2001, Beijing, China 2000 
     

Author(s)

  1. Fu L. Zhou
    Professor, Guangzhou University
    No. 248 Guang Yuan Zhong Road, Guangzhou  510405, CHINA
    Email:zhoufl@cae.cn  FAX: 86-20-8380 6291 
     
  2. Zhong G. Xu
    Associate Professor, Guangzhou University
    No. 248 Guang Yuan Zhong Road, Guangzhou  510405, CHINA
    Email:xuzhonggen@263.net  FAX: 86-20-8657 5840 
     
  3. Wen G. Liu
    Associate Professor, Guangzhou University
    No. 248 Guang Yuan Zhong Road, Guangzhou  510405, CHINA
    Email:liweng@sina.com  FAX: 86-20-8657 5840 
     

Reviewer(s)

  1. Ravi Sinha
    Professor
    Civil Engineering Department,  Indian Institute of Technology Bombay
    Mumbai 400 076, INDIA
    Email:rsinha@civil.iitb.ac.in  FAX: (91-22) 2572-3480, 2576-7302